Annual Review of Sex Research:
Una reseña crítica de la investigación biológica reciente sobre orientación sexual humana
Mustanski, Brian S
Brian S. Mustanski Indiana University
Meredith L. Chivers Northwestern University
J. Michael Bailey Northwestern University
El apoyo para la preparación de este manuscrito fue provisto por una beca para investigación de graduados de la Fundación Nacional de la Ciencia [National Science Foundation Graduate Research Fellowship] a Brian S. Mustanski. La correspondencia relativa a este artículo debe ser dirigida a Brian Mustanski, Departamento de
Sicología de la Universidad de Indiana, 1101 East 10th Street, Bloomington, IN 47405.
(bmustans@indiana.edu)
Este artículo provee una reseña y crítica comprensiva de la investigación biológica sobre orientación sexual publicada a lo largo de la última década. Cubrimos la investigación que indaga en (a) la teoría neurohormonal de la orientación sexual (siconeuroendocrinología, estrés prenatal, asimetría cerebral, neuroanatomía, emisiones otoacústicas y antropometría), (b) influencias genéticas, (c) efectos fraternales de orden de nacimiento y (d) un rol putativo de inestabilidad de desarrollo.
A pesar de los resultados inconsistentes a través de ambos estudios y rasgos, se some support for the neurohormonal theory is garnered, but mostly in men. Genetic research using family and twin methodologies has produced consistent evidence that genes influence sexual orientation, but molecular research has not yet produced compelling evidence for specific genes. Although it has been well established that older brothers increase the odds of homosexuality in men, the route by
which this occurs has not been resolved. We conclude with an examination of the limitations of biological research on sexual orientation, including measurement issues (paper and pencil, cognitive, and psychophysiological), and lack of research on women.
Key Words: birth order, developmental instability, genetic, homosexuality, hormones, phallometry, sexual orientation, vaginometry
Ya ha pasado más de una década desde que la primera reseña de la evidencia de una base biológica de la orientación sexual fue publicada en esta revista (Gooren,
Fliers, & Courtney, 1990). El foco de aquella reseña estaba en el papel desempeñado por las hormonas en la explicación de variaciones intrasexuales de la orientación sexual. Más recientemente Bailey y Pillard (1995) reseñaron los datos existentes extant data relativos a las influencias genéticas sobre lla orientación sexual. Desde aquellas reseñas ha habido una considerable expansión de la evidencia que da apoyo a la existencia de influencias biológicas. Estos estudios han explorado las diferencias genéticas, neuroanatómicas, endocrinas y morfológicas basadas en la orientación sexual. Dada la acumulación de datos nuevos desde las últimas reseñas, parece un momento apropiado para evaluar la evidencia en esta área. El foco de esta reseña está en la evidencia reciente (de los últimos 10 años) en relación con el rol putativo de los factores biológicos que influyen en la orientación sexual. Cuando es necesario se incluye investigacióin menos contemporánea para contextualizar la evidencia más nueva. Los artículos se identificaron buscando en PubMed y PsychInfo términos comunes relativos a la orientación sexual (i.e., homosexualidad, gay, etc.) junto con términos biológicos relevantes (genética, cerebro, etc.), permitiendo solamente que se buscasen artículos publicados en los últimos 10 años. Se les preguntó a los autores que habían presentado papers relevantes en el Simposio Internacional de Desarrollo comportamental reunido por Lee Ellis en el 2000, que se había concentrado en la base biológica de la orientación sexual, si tenían alguna investigación reciente que debiera ser incluida en la reseña. Finalmente, se colocó un aviso en SEXNET, una servidor de listas de e-mail para investigadores que estudian el comportamiento sexual, pidiendo Referencias de artícules recientemente publicados o todavía sin publicar.
Muchos de lose studios que se reseñan en este artículo han provocado intenso interés tanto en el scenario científico como en el escenario popular. Algo de este interés con toda probabilidad puede haber resultado de la equivocada creencia de que varias explicaciones etiológicas de la orientación sexual deben tener implicaciones sociales y éticas que difieran (véase Greenberg & Bailey, 1993, para una discusión). Such thinking confuses several related but distinct concepts, such as genetic versus environmental, voluntary versus compelled, innate versus acquired, immutable versus changeable, and moral versus immoral (see Bailey & Pillard, 1995, for a discussion). Similarly, the term biological is frequently misunderstood and misused due to it being somewhat amorphous, given that all human behaviors are enacted by the brain and thus are in some sense biological. Rather than asking if sexual orientation is biological, we believe it is more fruitful to consider whether differences in sexual orientation primarily reflect differences in social experiences, differences in biologic factors unrelated to social experiences, or both. The ultimate goal of such research will be to understand the timing and mechanism of various etiological factors that influence sexual orientation.
Empirical researchers exploring the basis of biological influences acting on
sexual orientation have traditionally used two approaches. In the first, a wide
array of methodology to explore the role that hormones play in influencing
sexual orientation has been used. Such research is generally based on the
“neurohormonal theory” (Ellis & Ames, 1987) positing that homosexuality is
caused by atypical sex hormone levels in utero with concomitant sex-atypical
neural differentiation. The second approach, behavioral genetics, is focused on
identifying the source and magnitude of genetic influences on sexual
orientation. Two more recent approaches are focused on developmental instability
as measured by fluctuating asymmetry and nonright-handedness (Lalumiere,
Blanchard, & Zucker, 2000; Mustanski, Bailey, & Kaspar, 2002), and the relation
between sexual orientation and number of older brothers (Blanchard, 1997). There
have been relatively few attempts to synthesize the results from these varying
approaches, although they are not inherently mutually exclusive. For example,
having several older brothers may increase the effects of genes that influence
sexual orientation, thereby producing changes in hormone activity in the brain.
An inestimable number of additional interactions are imaginable, although at
this point insufficient understanding of the biological factors influencing
sexual orientation hampers their specification. Consequently, we review each
area of study individually, and conclude with a discussion of the limitations of
the current research.
Neurohormonal Influences
The most influential theory about the origins of homosexuality implicates
sex-atypical androgen action during gestation (Ellis & Ames, 1987), making this
a logical starting place for such a review. A now classic paper by Phoenix, Goy,
Gerall, and Young (1959), in which the differential organizational and
activational influences of sex steroids were demonstrated, initiated this line
of research. In this study, Phoenix and colleagues injected pregnant guinea pigs
with testosterone propionate during gestation and gonadectomized them after
birth. At birth, the treated female offspring had masculinized external
genitalia that were nearly identical to those of normal male offspring. When the
offspring were sexually mature, they were injected with various doses of
estradiol benzoate. En comporación con los controles hembras, las hembras prenatalmente androgenizadas mostraron una duración reducida de la lordosis que no fue significativamente diferente de la de los controles machos. Las hembras tratadas también tenían más probabilidad de mostrar más conductas de monta que los controles hembras. De este modo, los descubrimientos de Phoenix y sus colegas demostraron que la testosterone, cuando es administrada durante períodos sensibles de desarrollo, tiene una acción masculinizadota sobre el tejido neural involucrado en la conducta de apareamiento. Este efecto organizador de las hormonas sexuales en hembras y machos parece ser cierto en la mayoría de las especies mamíferas (I. L. Ward & 0. B. Ward, 1985).
Aunque la investigación animal no humana es heurísticamente útil, hay varios problemas con su uso para informar de la orientación sexual humana, Beach (1979)
Comentó que simplemente que los mismos términos descriptivos se usen a través de las especies no garantiza que los conceptos subyacentes sean idéntico. Los comportamiento específicos de la especie (i.e., lordosis o monta en las ratas) no alcanzan a capturer la pintura total de la orientación sexual humana. Un segundo problema que tiene usar literatura sobre animales en apoyo de la teoría neurohormonal es que los datos no proveen apoyo inequívoco para los efectos de organización, especialmente para las mujeres (Meyer-Bahlburg, 1984).
Por ejemplo, Dorner (1976) mostró que solamente después de gonadectomía y administración de testosterona en la adultez las ratas hembras expuestas tempranamente al andrógeno demostraban comportamientos sexuales típicos del macho. Si las gónadas de las ratas del experimento no eran extirpadas, los animales mostraban un claro predominio del comportamiento sexual de la hembra y solamente un aumento leve en los comportamientos típicos del macho. Se han encontrado resultados similares en primates no humanos hembras (Eaton, Goy, & Phoenix, 1973). Additionally, the fact
that experimental hormone manipulations can influence sexual orientation in a
laboratory does not prove that they do so in normal populations. Meyer-Bahlburg
(1984) pointed out a final inadequacy of the animal literature: Hormonal
manipulations result not only in a shift of sex-dimorphic behavior, but also in
alterations of the genitals. In contrast, homosexual people usually have normal
genitalia. Based on these limitations, it is clear that although the animal
literature can be extremely useful in developing hypotheses and testing ideas
not possible with human participants, only data from human studies can
definitely establish what role sex hormones play in human sexual orientation.
Estudios Humanos
Los investigadores más tempranos de la relación entre hormonas sexuales y la orientación sexual humana exploraron la hipótesis de que algunos varones gays tuvieran niveles disminuidos de testosterona en circulación. Esta investigación ya ha sido extensamente reseñada en otra parte (véase Meyer-Bahlburg, 1984) y sugiere poca o ninguna diferencia entre hombres gays y heterosexuales en niveles de andrógeno circulante. Adicionalmente, las manipulaciones experimentales de andrógenos de varón parecen afectar la magnitud de la libido y no la dirección de la orientación sexual (Barahal, 1940).
Results from research on activational hormone effects in women have been less
consistent. Gartrell, Loriaux, and Chase (1977) and Loraine, Adamopoulos,
Kirkham, Ismail, and Dove, (1971) found lesbians to have higher levels of
testosterone than heterosexual women, but Dancey (1990) and Downey, Erhardt,
Schiffman, Dyrenfurth, and Becker (1987) found no differences. In two studies,
Pearcey, Docherty, and Dabbs (1996) and Singh, Vidaurri, Zambarano, and Dabbs
(1999) compared two putative subtypes of lesbian women, those who either
self-identified or were rated as “butch” with those who were “femme.” “Butch” is
a colloquial term used to refer to a masculine woman, and “femme” is the term
used for a more feminine lesbian woman. In both studies significant differences
were found in salivary testosterone levels among lesbian women, but these
studies must be interpreted with caution because of their failure to
consistently control for the phase of the menstrual cycle and their reliance on
indirect measures of plasma hormone levels. Thus, research exploring the
activational role of hormones on adult sexual orientation, although not directly
measuring hormone activity in critical areas, seems to suggest no effect in men.
Additional research will be needed examining hormone levels in butch and femme
lesbian women and heterosexual women. Future researchers in this area should
make every attempt to control for differences in lifestyle and behavior that
could explain group differences in hormone activity such as diet, drug use, and
exercise.
Another route through which hormones could influence sexual orientation is
through prenatal, organizational action. We begin our review of this evidence by
suggesting a thought experiment, representing an ideal test of the neurohormonal
hypothesis. This thought experiment begins with complete sex reassignment of a
random sample of newborn males, along with rearing by adoptive parents unaware
of their child’s birth sex. Follow up in adulthood indicating that these
children were sexually attracted to females would strongly suggest that sexual
orientation was programmed prenatally into the developing neural circuitry.
Obviously, this study would never be conducted for ethical reasons.
Nevertheless, it is worth keeping in mind the ideal experiment in order to judge
how closely available data approach it.
The best approximation of our thought experiment is based on studies of children
without any known prenatal hormonal abnormalities who, for a variety of reasons,
are sexually reassigned shortly after birth. Such procedures rarely occur, but
are most often performed for one of two reasons: sufficient damage to a male
infant’s penis to require its removal (ablatio penis), or genetic males born
with cloacal exstrophy (described below). In neither of these cases is the
approximation perfect. First, the child is not adopted by parents unaware of the
sex reassignment. This is an important limitation, as the psychosexual
developmental effects of parental knowledge of discordance between genetic and
rearing sex have not been studied. Second, the sex reassignment is not perfect
because of medical limitations. Nevertheless, these cases are the closest
approximation of our ideal experiment.
Table 1 contains case reports and studies of prenatally normal males sexually
reassigned near birth, and followed up after the onset of sexual maturity. As
seen in Table 1, three cases of ablatio penis have been reported in the
literature, all consequences of circumcision accidents. In only two of these
cases was sexual orientation explicitly reported, and in both, sexual
orientation was either fully or partially directed toward women. Also reported
in Table 1 are 36 cases of genetic males who were sex reassigned because of
cloacal exstrophy, a disorder of embryogenesis that causes, among other
problems, poor differentiation of the genitals. In one report (Vates et al.,
1999), the patient maintained a female identity and reported sexual attraction
toward males. For the larger study (Reiner, personal communication, February 3,
2002) the vast majority of the patients rejected their assigned gender and
reported sexual attraction toward females. Interpretation of these data must be
accompanied by consideration of the many associated medical issues experienced
by these children. Comparisons of the psychosexual outcome between children with
cloacal extrophy and a similar medical condition may help control for the
possible effects of extensive medical treatment during development. Bladder
exstrophy-epispadias is a similar disorder of embryogenesis, but the penis is
not similarly effected, making sexual reassignment rare. One study of 14 males
over the age of 14 reports 100% sexual orientation toward females, but a number
of psychosexual and physical dysfunctions (Reiner, Gearhart, & Jeffs, 1999). In
both of these approximations of our ideal thought experiment, the results
vis-avis sexual orientation suggest that whether sex reassigned or not,
attraction to females is nearly universal. Such results are consistent with the
predictions of the neurohormonal hypothesis because, despite sex reassignment at
birth, the male typical hormone levels en utero seem to have produced sexual
attraction toward females.
In addition to the evidence provided by hormonally normal male infants assigned
to a female gender, several hormonally-induced congenital intersex syndromes
have been proposed as models for understanding the organizational role of
hormones in sexual orientation differentiation, including congenital adrenal
hyperplasia (CAH) (Ehrhardt, Evers, & Money, 1968; Money, Schwartz, & Lewis,
1984; Zucker et al., 1996), androgen insensitivity syndrome (AIS) (Money et al.,
1984; Wisniewski et al., 2000), and 5-alpha reductase deficiency (SARD)
(Imperato-McGinley, Guerrero, Gaultier, & Peterson, 1974). Because genetic males
with 5ARD have been studied without formal or rigorous assessment of sexual
orientation, this condition will not be discussed in this review. Readers
interested in further details about these conditions should see one of the above
references.
As described by Zucker (1999), CAH is a genetically recessive defect in which
the synthesis of cortisol is disrupted and, in its place, the adrenal glands
secrete androstenedione, which is metabolized into testosterone and eventually
into dihydrostosterone, both active components of masculinization (Brown et al.,
1993). In genetically female fetuses, increased androgen levels result in
genital masculinization ranging from mild clitoral enlargement to a fully formed
penis and empty scrotum (Migeon, 1979; New, Ghizzoni, & Speiser, 1996). In
extreme cases, if the diagnosis is not established neonatally, the child may be
assigned a male gender and subsequently raised as a boy (Money & Dalery, 1976).
When the condition is correctly diagnosed, the genitals are surgically altered
to appear female (Allen, Hardy, & Churchill, 1982), cortisol-replacement therapy
is initiated to prevent postnatal virilization (New & Josso, 1988), and a female
gender is assigned and the infant is raised as a girl. This second case of CAH
has been described as a “model experiment of nature” (Zucker & Bradley, 1995, p.
140) because it allows an examination of the role of prenatal androgens on
sexual orientation, while partially controlling for the psychosexual rearing
environment.
The sexual orientation of adult women with CAH has been examined in eight
studies with at least 10 participants. Two of these studies took place before
the availability of cortisol-replacement therapy, thus the participants did not
receive the treatment until late in life (Ehrhardt et al., 1968; Lev-Ran, 1974).
Of the remaining studies, only three employed concurrent non-CAR controls
(Dittmann, Kappes, & Kappes, 1992; Money et al., 1984; Zucker et al., 1996).
Thus, these will be the only ones reviewed.
Money et al. (1984) compared 30 CAH patients to 15 AIS patients and 12 patients
with Mayer-Rokitansky-Kister Syndrome (MRKS; the 46, XX counterpart to AIS; see
Griffin, Edwards, Madden, Harrod, & Wilson, 1976, for a description). Of those
participants who were willing or able to describe their sexual orientation, 48%
of the CAH girls reported same-sex arousal imagery and 22% reported same-sex
partner sexual contact compared to 7% and 4%, respectively, for the AIS/MRKS
groups, and 15% and 10%, respectively, based on the original Kinsey female data
(Kinsey, Pomeroy, Martin, & Gebhard, 1953). The relative elevation in
bisexual/homosexual fantasy has been replicated by Zucker et al. (1996) in a
study of 31 CAH females who were compared to unaffected sisters and cousins (N =
15), and by Dittmann et al. (1992) in a sample of 34 CAH females and 14 control
sisters.
The contrast between the AIS and CAH females is particularly powerful, as they
represent opposite extremes of androgenization. CAH females have
greater-than-typical androgen levels, whereas AIS individuals are, to varying
degrees, insensitive to androgens. Because of this X-linked genetic mutation,
AIS genetic males possess female external genitalia, undescended testes, and
feminine body features, and are typically raised as female (Brinkmann, 2001).
Wisniewski et al. (2000), in a sample of 46, XY women (N = 14) with complete
AIS, produced results similar to the Money et al. (1984) study mentioned above.
Sexual attractions to men were reported by 100% of the women during adolescence,
and by 93% during adulthood, suggesting that lack of prenatal androgen action
biases sexual attraction toward men. Interpretation of the AIS results is
limited by the fact that rearing sex is confounded with hormonal activity. This
condition deviates from our thought experiment because AIS children are both
reared as female and are insensitive to the masculinizing effects of androgens.
Additional evidence for the role of prenatal excesses of androgens in females
comes from the effects of diethylstilbestrol (DES), a nonsteroidal estrogen that
has masculinizing effects similar, but not of the same magnitude, as those seen
in CAR DES attained widespread use to treat at-risk pregnancies during the
1940s-1960s until its use was halted because of adverse physical effects such as
increased risk for cancer. Because DES is a less potent masculinizing agent than
CAH, and was administered late in the pregnancy, the genitalia are not
masculinized in female children, thus partially ruling out the possibility of
differential socialization based on abnormal genitalia. In several studies of
DES-exposed women, relative increases in homosexual fantasies have been shown
(Ehrhardt et al., 1985; Meyer-Bahlburg et al., 1995), thus providing further
support for the role of prenatal androgens in determining sexual orientation.
The results of these various approximations of our thought experiment have been
interpreted by some to be consistent with animal research demonstrating the
influence of prenatal sex hormones on sexually dimorphic reproductive behaviors.
Such interpretations have been met with criticism and attempts at generating
alternative explanations to the idea that prenatal hormones hard wire sexual
orientation into fetal brains (Bleier, 1984, pp. 97-101; Fausto-Sterling, 1985,
pp. 133138). For example, it has been suggested that parental response to
ambiguous genitalia can have uncharacterized psychosocial implications that
increase the likelihood of homosexual or bisexual fantasies occurring. Another
criticism implicates homosexuality as a possible side effect of one of the many
medications that these individuals often take to treat their medical conditions.
Money et al. (1984) also present the possibility that a child may avoid
developmentally appropriate peer sexual experiences because of internalized
anxiety about the appearance of their genitalia, resulting in an altered
psychosexual development. Although such alternative explanations are possible,
the relatively consistent result across these various conditions, that prenatal
androgen activity potentiates attraction to females and the absence of such
activity potentiates attraction to males, is strongly suggestive of prenatal
neurohormonal effects in determining sexual orientation.
Prenatal Stress
Because the vast majority of homosexual individuals do not have one of the
endocrine disorders mentioned above, a major weakness of the neurohormonal
theory is the lack of evidence for a proximal mechanism that might impinge on
prenatal sex hormone levels. If there is a neurohormonal event linked to sexual
orientation, what produces that neurohormonal event? One animal paradigm that
has been considered a potential etiological model for this mechanism is based on
evidence that maternal stress demasulinizes and feminizes the sexual behavior of
male rat progeny (I. L. Ward, 1972; 0. B. Ward, Denning, Hendricks, & French,
2002) via a delay of the testosterone surge critical for sexual differentiation
of the brain (I. L. Ward & Weisz, 1980). Although external genitalia remain
unaltered, the size of the sexually dimorphic nucleus of the preoptic area
(discussed later) is feminized (0. B. Ward, 1992). This model is by no means
ideal because of inconsistencies in the animal and human literature. Chapman and
Stem (1978) found no morphological or behavioral differences between offspring
of stressed and nonstressed rats, whereas Sachar and Clement (1980) stated that
the human adrenal response to stress is attenuated in comparison to rats.
Several researchers have explored the effects of prenatal maternal stress on
human sexual orientation, with mixed results. One study compared the number of
men registered by “venerologists” as homosexual (N = 865) per the total number
of male births in East Germany, and found significant differences between
cohorts born during and after World War 11 compared to those before the war
(Dorner et al., 1980), the assumption being that women who were pregnant during
and immediately after the war were more likely to experience stress. Dorner,
Schenk, Schmiederl, and Ahrens (1983) replicated these results by asking 100
bisexual/gay men and 100 heterosexual men about stressful events that might have
occurred during their mother’s pregnancy. Ellis, Peckham, Ames, and Burke (1988)
surveyed a small sample of mothers about stress during each trimester of
pregnancy. A marginally significant trend for increased stress during the second
trimester was found for mothers of gay offspring. As pointed out by LeVay
(1996), the results are difficult to interpret given that a significant
difference was also found for a 3-month period a year before they became
pregnant. In a more recently reported study conducted between 1988 and 1998 in
the U.S., over 7,500 offspring and their mothers provided retrospective
information regarding the offspring’s sexual orientation and the mother’s
stressful experiences and use of alcohol and nicotine during pregnancy (Ellis &
Cole-Harding, 2001). The inclusion of maternal drug use as a variable in this
study is justified, based on animal studies in which it has been demonstrated
that the administration of drugs to pregnant females has effects on the sexual
behavior of offspring similar to the effects of prenatal stress (0. B. Ward,
1992). Findings from this study suggested that prenatal stress has a small, but
significant, effect on sexual orientation in males, alcohol has no effect, and
nicotine significantly increases the probability of homosexuality in females.
These studies have been criticized on the methodological grounds that there were
no reliability checks for independent and dependent variables, the possibility
of demand characteristics (mothers and sons looking for an explanation for
homosexuality), and lack of consideration of alternative explanations (e.g.,
higher paternal absence; Bailey, Willerman, & Parks, 1991). In addition, in one
study this effect was not replicated: Mothers’ recall of stress during pregnancy
correlated close to zero with their son’s Kinsey scale ratings of sexual
orientation (Bailey et al., 1991). One possible explanation for the inconsistent
results across studies may be the small effect size of the phenomenon, such that
it is only detectable with massive samples. Additionally, the reliance on
retrospective reporting may blur any detectable effect. Although difficult to
perform, prospective studies would provide more convincing evidence of the
existence of a maternal stress effect on sexual orientation.
En ausencia de tecnología que permita la determinación directa de acción hormonal prenatal específica de tejidos en seres humanos, otra metodología de investigación ha sido la comparación de sujetos homosexuales y heterosexuales en rasgos de los que se cree que están influidos por la hormonas sexuales prenatales. Esto es consistenco con una de las predicciones principales de la hipótesis neurohormonal: que los individuos homosexuales deberían tener una frecuencia más alta de características del otro sexo [cross-sex characteristics] que los individuos heterosexuales (Ellis & Ames, 1987). Esta idea ha sido explorada en una variedad de rasgos medidos usando técnicas biológicas, incluyendo asimetría cerebral, estructuras neuroanatómicas, emisiones otoacústicas y características antropométricas.
Marcadores Neurosicológicos de Asimetría Cerebral Funcional
Functional cerebral asymmetry (FCA) refers to the division of labor between the
hemispheres of the brain for the processing of language and spatial abilities.
Despite inconsistent results across studies, narrative reviewers of the
literature have suggested that men show a modest increase in functional
asymmetry compared to women, meaning that the hemispheres of men are more
specialized (Hiscock, Inch, Jacek, Hiscockkalil, & Kalik, 1994; McGlone, 1980).
Zucker and Bradley (1995) provided a comprehensive review of studies exploring
sexual orientation differences in FCA and reported largely inconsistent results.
Given the depth of their review, we focus only on studies published since that
time.
Sanders and Wright (1997) found gay men lacked a male-typical left visual field
advantage on a dot detection task. In another study, gay men and lesbian women
did not show the association between hand preference and the magnitude of
perceptual asymmetry on a dichotic listening task found among heterosexuals
(McCormick & Witelson, 1994). Reite, Sheeder, Richardson, and Teale (1995) found
gay men had a female typical pattern of decreased cerebral laterality when
measured with a magnetoencephalogrpham during an auditory task. Alexander and
Sufka (1993) found gay men’s EEG patterns resembled the patterns recorded from
heterosexual women during various verbal and spatial tasks (for a replication
see Wegesin, 1998). In the only study to include lesbian women Wegesin (1998)
found no sexual orientation effects. Although these studies seem to suggest a
different pattern of FCA dependent on sexual orientation in men, the limited
number of studies and their reliance on small convenience samples require
replications with larger samples before any definitive conclusion can be drawn.
One trait shown to be an indirect index of FCA is an individuals handedness
(Geshwind & Galabura, 1985). In order for handedness to be relevant to sexual
orientation under the prenatal neurohormonal theory, its development should be
canalized prenatally and be dependent upon androgens. Little is definitively
known about the ontogeny of handedness, but indirect evidence, such as increased
rates of nonrighthandedness among males, is consistent with both prenatal
canalization and hormonal influences (see Lalumiere et al., 2000; Mustanski et
al., 2002, for a review of the data).
Narrative reviews of the literature on the association between handedness and
sexual orientation have disagreed about the existence of a correlation (Halpern
& Haviland, 1997; Zucker & Bradley, 1995). A recent meta-analysis of 20 studies
examined the rates of nonright-handedness based on sexual orientation (Lalumiere
et al., 2000). Overall, homosexual participants had 39% greater odds of being
nonrighthanded than heterosexuals, with 34% odds for men and 91% for women. As
mentioned earlier, the most parsimonious neurohormonal hypothesis specifies that
male homosexuality depends on low prenatal androgen action and that female
homosexuality depends on high prenatal androgen action (Ellis & Ames, 1987). In
terms of handedness findings, this theory would predict increased
left-handedness in lesbians compared to heterosexual women and decreased
left-handedness in gay men compared to heterosexual men (i.e., a sex-atypical
pattern for homosexual subjects). Lesbian women demonstrated this pattern,
whereas gay men did not. The fact that these data are both consistent with the
neurohormonal hypothesis in women but not men, and that women show a larger
effect size is suggestive of several considerations. First, there may be
different influences impinging on sexual orientation in males and females (we
return to this shortly). Second, given that the male data is inconsistent with
the neurohormonal hypothesis as specified, alternative theories should be
considered.
Neuroanatomía
En 1976, Dorner formuló su teoría clásica del “centro dual de apareamiento” sobre el papel de regions cerebrales específicas en el comportamiento sexual. Basándose en un modelo de ratas, Corner implicó a la región medial preoptico anterior hipotalámica [medial preoptic-anterior hypothalamic region] (mPOA) as being
involved in the regulation of male-typical sexual behaviors and the ventromedial
nucleus in the regulation of female sexual behavior. The extremely limited
research in humans on these areas and how they relate to sex and sexual
orientation will be summarized below. Table 2 was created to help organize the
findings and clarify that multiple terms have been used for the same structure.
To help navigate the pattern of replications and failed replications, the table
is laid out to describe which studies have produced positive and negative
findings for sex and sexual orientation differences in each brain structure.
Allen, Hines, Shryne, and Gorski (1989) stated that the preoptic area (mPOA) is
the most likely to show a sex difference in humans because this area shows the
most consistently replicated sex difference in nonhumans. Within the preoptic
area, a particular region termed the sexually dimorphic nucleus (SDN) was found
to be approximately 2.5 times larger in human men than women, and to contain 2.2
times as many cells (Hofman & Swaab, 1989; Swaab & Fliers, 1985). A difference
based on sexual orientation was investigated in a sample of 34 subjects who
varied on sex, sexual orientation, and AIDS serostatus (Swaab & Hofman, 1990).
Using morphometric analysis of the SDN, no difference in either volume or cell
number based on sexual orientation was found. However, another hypothalamic
nucleus located in the immediate vicinity of the SDN, the suprachiasmatic
nucleus (SCN), was found to be 1.7 times larger in gay versus heterosexual men,
and contained 2.1 times as many cells. The fact that the SDN was not found to be
associated with sexual orientation is inconsistent with Dorner’s hypothesis
(1976). The fact that a difference was found in the SCN, a nucleus not known to
be sexually dimorphic (Hofman, Fliers, Goudsmit, Swaab, & Partiman, 1988; Swaab,
Fliers, & Partiman, 1985), makes interpretation of these data difficult without
replication.
Other regions in the preoptic area that have been found to be sexually dimorphic
are the second and third interstitial nuclei of the anterior hypothalamic (INAH)
(Allen et al., 1989). Allen et al. argued that the region labeled INAH-1 most
likely corresponds to the SDN identified by Swaab and Fliers (1985), but
methodological differences accounted for the lack of sexual dimorphism in their
research. Specifically, Swaab and Fliers (1985) found an interaction between sex
and age for the INAH-1 region, introducing the possibility that age differences
between the two samples may explain the inconsistent results. However, more
recent researchers have failed to replicate this interaction effect, while
replicating the sex difference in the INAH-3 region (Byne et al., 2000).
Additionally, cytoarchitectonic comparisons between the INAH-3 region in humans
with similar hypothalamic structures in monkeys and rats suggest that it may be
the best candidate for homology with the mPOA (Byne, 1998).
Based on the reported sex differences in INAH-2 and INAH-3 (Allen et al., 1989),
LeVay (1991) measured these regions in the autopsied brains of 19 gay men who
died of AIDS, 16 presumably heterosexual men (6 died of AIDS), and 6 presumably
heterosexual women (1 had died of AIDS). A heterosexual orientation was presumed
in those brains that were not specifically provided by deceased individuals who
were known to be gay based on medical records. In this sample, no sex difference
in the INAH-1, INAH-2, and INAH-4 was observed. As shown in Table 2, the lack of
a sex differences in INAH-1 and INAH-4 is consistent with other studies (Allen
et al., 1989; Byne et al., 2000), whereas the lack of a difference in INAH-2 is
consistent with the findings of some researchers (By-ne et al., 2000), but not
others (Allen et al., 1989). The finding of a larger INAH-3 in males compared to
females is consistent with all previous studies (Allen et al., 1989; Byne et
al., 2000), making it the most theoretically relevant location to look for a
sexual orientation difference. This study found a comparable cell volume in the
INAH-3 between heterosexual women and gay men, both of which were significantly
smaller than the heterosexual men (LeVay, 1991). Comparisons that only included
the heterosexual participants who died of AIDS (n = 6) were robust in producing
the effect. Recently, Byne et al. (2001) reported a nonsignificant trend toward
INAH-3 occupying a smaller volume in gay men (N = 14) than in heterosexual men
(N = 34), with no difference in the number of neurons within the nucleus. None
of these studies have included lesbian women.
Although no researchers have explored sexual orientation effects in the anatomy
of the ventromedial nucleus, the hypothalamic region posited by Dorner (1976) to
be related to female sexual behavior, two investigators have explored the
anterior commissure (AC). The AC is a fibrous tract located within the
hypothalamus connecting the two hemispheres of the brain. In one study, Demeter,
Ringo, and Doty (1988) found the cross-sectional area of this tract to be larger
in men. In two studies Allen and Gorski (1991, 1992) found it to be larger in
women. Lasco, Jordan, Edgar, Petito, and Byne (2002) found no difference and
Highley et al. (1999) found no difference in area but did find differences in
fiber number and type. The putative increased size of the AC in females has been
posited as an explanation for the modest decrease in functional cerebral
lateralization (FCL) possibly found in women (Allen & Gorski, 1991). Some
evidence for sexual orientation differences in FCL has been shown to exist.
Thus, research on this structure seems theoretically appropriate. Allen and
Gorski (1992) examined the ACs of 30 gay men, 30 presumably heterosexual men,
and 30 presumably heterosexual women, matched for age. The gay men in their
sample had ACs that were 34% larger than those of the heterosexual men. Analyses
suggested no significant difference between men who did and did not die of AIDS.
Lasco et al. (2002), however, failed to find any variation in the size of the AC
with sexual orientation in a sample of 120 participants.
Taken together, the results of these studies suggest that brain differences may
be related to sexual orientation and implicate brain centers both believed
(POA/INAH) and unproven (SCN, AC) to influence sexual behavior. As shown in
Table 2, despite some variability in the evidence supporting the existence of
sex differences in various hypothalamic nuclei, one consistent finding emerges
from these studies: The region that consistently evidences a sex difference, the
INAH-3, also shows the best evidence for a sexual orientation effect. One
limitation of these studies is the subjective nature of identifying the borders
between brain regions. The fact that in all studies raters blind to the sexual
orientation of their subjects were used helps to prevent systematic rater
biases. Some studies also included multiple independent raters of the traces of
relevant regions, an important step when relying on a subjective measure.
Independent replication is essential before any of these findings can be
accepted, especially because initial positive reports are likely come from
studies in which many areas were examined and several statistical tests were
performed on nonindependent measures, usually without a correction for the
number of comparisons. Replication is especially important for those areas where
there is little reason, a priori, to expect a sexual orientation effect because
no sex difference exists (e.g., SCN & AC). Another major criticism is the
potential confound of AIDS serostatus as reductions in testosterone levels have
been documented in late-stage HIV infections (Byne & Parsons, 1993). The fact
that each of these studies included HIV positive heterosexual male controls, and
produced no evidence of AIDS having an effect on the results, reduces but does
not eliminate this criticism, because different disease courses could vary by
sexual orientation. A final limitation of these studies is that they have not
included lesbian women.
Otoacoustic Emissions
Click-evoked otoacoustic emissions (CEOAEs) are echo-like waveforms that are
emitted by the inner ear in response to brief sounds (McFadden & Pasanen, 1998).
CEOAEs show individual differences, are highly heritable, and are generally
stable throughout life (McFadden & Pasanen, 1998). Support for a hormonal role
in CEOAEs comes from two lines of evidence. First, sex differences exist in both
newborns and adults, with women having stronger CEOAEs and both sexes
experiencing increased magnitude in the right ear (see McFadden, 2002 for a
review). Second, McFadden, Loehlin, and Pasanen, (1996) reported that female
dizygotic twins with male cotwins had CEOAEs that are more typical of men. In
lower animals, females with male litter mates may be exposed to increased levels
of androgens via diffusion across the amniotic fluids (vom Saal, 1989). Evidence
for cross-twin hormone exposure in human twin studies is mixed (e.g. Loehlin et
al., 2000), but the existence of sex differences does lend support to the
hypothesis that androgens may play a role in the development of these emissions.
Research examining the CEOAEs of women whose mothers took DES and females
affected with CAH is currently underway to further investigate the association
between prenatal hormones and CEOAEs (McFadden, 2002).
In a sample of 237 subjects, McFadden and Pasanen (1998) replicated the
previously mentioned sex and ear differences. In comparisons based on sexual
orientation, no difference was found in men. For women, a main effect for sexual
orientation was demonstrated, with lesbian and bisexual women emitting lower
(i.e., more male typical) CEOAEs than heterosexual women. Researchers exploring
brain waves in response to click stimuli, called auditory evoked potentials
(AEPs), have found similar male-typical results in women (McFadden & Champlin,
2000). For men, these results are less clear, as the nonheterosexual men were
shifted even further from the heterosexual women than were the heterosexual men,
suggesting to the authors evidence for hypermasculiniation of nonheterosexual
men and women. McFadden and Pasanen proposed that the most parsimonious and
theoretically supported explanation for the above results is a graded
progression of exposure to prenatal androgens that influences both sexual
orientation and the peripheral auditory system. Sexual orientation differences
in behavior that could have confounded the results (e.g., gay men may be more
likely to attend loud concerts than heterosexual men) were tested for but are
not supported by the currently available evidence (McFadden, 2002). Replications
by independent laboratories are needed to substantiate these results.
Anthropometrics
Several anthropometric characteristics have been explored in relation to sexual
orientation: finger length, dermatoglyphics, weight, height, body morphology,
and penis length. The relation between sexual orientation and these
characteristics is hypothesized to be the result of nonspecific effects of
prenatal sex-atypical hormonal action. If sexual orientation is related to
perturbations in prenatal hormone environments, the effects of these
perturbations should be observable in sexually dimorphic traits other than
sexual orientation (Money, 1987).
Several lines of evidence suggest that finger length ratio may be a window into
the prenatal hormone milieu. The trait is sexually dimorphic; in women the index
finger (21) is nearly equal in length to the ring finger (41)), whereas in men
2D is shorter on average than 41), and this ratio is established by 2 years of
age (Manning, Scutt, Wilson, & Lewis-Jones, 1998). The sex difference in finger
length ratio is small, however, approximately one-third of a standard deviation
(Williams et al., 2000). According to Williams et al. (2000, p. 445) “because
all nongonadal somatic sex differences in humans appear to be the result of
fetal androgens masculinizing males (Breedlove, Cooke, & Jordan, 1999), the sex
difference in 2D:4D probably reflects the prenatal influence of androgens on
males.” Based on this idea, smaller 2D:4D ratios are believed to index greater
levels of prenatal androgen exposure. Indeed, the 2D:4D ratio is negatively
correlated with adult androgen levels (Manning et al., 1998), but the
relationship between prenatal and adult androgen levels is unknown at this time.
Additionally, differences have been found in finger length ratios in lesbians
based on self-identification as “butch” or “femme” (Brown, Finn, Cooke, &
Breedlove, 2001), a dichotomy with some evidence of hormonal underpinnings
(Singh et al., 1999). Perhaps the strongest evidence that finger length ratios
are indicative of prenatal androgen levels comes from a recent study reporting
that the 2D:4D ratios in children with CAH were smaller than control subjects,
regardless of sex (Brown, Hines, Fane, & Breedlove, 2001).
In a sample of 720 adults attending a public street fair in San Francisco,
Williams and colleagues (2000) replicated the higher 2D:4D ratio in women, with
the additional observation that the sex difference was greater on the right
hand. The authors interpreted this as evidence that the right-hand 2D:4D ratio
is more sensitive to fetal androgens than the left. Analyses of these data
indicated that the right-hand 2D:4D ratio was significantly smaller in lesbian
women (i.e., more masculine) compared to heterosexual women, and not
significantly different from that of heterosexual men. The 2D:4D ratio was not
significantly different, based on sexual orientation, in men for either hand.
However, when the sample was segregated into gay men with and without older
brothers, gay men with older brothers had smaller 2D:4D finger ratios (i.e.,
more masculine).
Robinson and Manning (2000) reported lower 2D:4D ratios in a sample of gay men,
independent of the number of older brothers. In the largest sample to date (N =
2,000), Lippa (2002) reported significantly more feminine 2D:4D ratios among gay
men, a finding in conflict with earlier reports. This finding was also robust
against ethnic group differences, a factor known to influence this ratio
(Robinson & Manning, 2000). Lippa found no significant difference between
lesbian and heterosexual women after controlling for ethnicity. Considering
these conflicting results, further research in this area is needed before it
will be possible to evaluate its support for the neurohormonal hypothesis. In
such research, investigators should make sure to collect a large and ethnically
diverse enough sample so that the proven effects of ethnicity on 2D:4D ratio can
be controlled. As noted by Lippa, without such controls, difference in ethnic
representation across samples could induce spurious results.
Another anthropometric phenomenon that has been studied in relation to sexual
orientation is dermatoglyphic asymmetry. Skin ridges, or dermatoglyphics, are
found on the palms and soles of all primates, and in humans, are determined
between the 8th and 16th week of fetal life (Holt, 1968). After birth, the ridge
patterns are not affected by development or the environment, and can only be
altered by severe mechanical damage (Cummins & Midlo, 1961), making them a good
source of information about the timing of prenatal events correlated with their
eventual pattern (Mustanski et al., 2002).
In order for dermatoglyphics to be relevant to the neurohormonal hypothesis,
their development must be related to prenatal androgens. Jamison, Jamison, and
Meier (1994) suggested a mechanism whereby prenatal testosterone might influence
dermatoglyphic variation via its relationship with nerve growth factor and
epidermal growth factor. Empirical evidence based on studies of nonhuman and
human primates provide moderate support for an association between androgens and
dermatoglyphic patterns (see Mustanski et al., 2002, for a review).
In a sample of 182 heterosexual men and 66 gay men, Hall and Kimura (1994)
reported a significantly greater incidence of leftward asymmetry in gay men,
defined as two or more ridges on the left hand. In two more recent studies of
the same size or larger, this effect was not replicated (El-Hani et al., in
press; Mustanski et al., 2002). In addition, no difference was found for total
ridge count or continuous leftward asymmetry (the continuous counterpart of the
arbitrary dichotomization used by Hall & Kimura). Several researchers have also
explored this phenomenon in transsexuals (Green & Young, 2000; Slabbekoorn, van
Goozen, Sanders, Gooren, & Cohen-Kettenis, 2000) and twins (Hall, 2000a, 2000b)
with conflicting results. As discussed by Mustanski et al. (2002), large-scale
studies that either employed less-reliable dichotomizations of the dependent
measure, or reported multiple tests, were the only ones to return positive
results. Those studies in which the more reliable and statistically appropriate
continuous measure was employed, and in which multiple tests on the data were
not conducted, consistently produced no association between sexual orientation
and dermatoglyphics (El-Hani et al., in press; Mustanski et al., 2002;
Slabbekoorn et al., 2000).
Weight and height, additional sources of anthropometric data, are sex-dimorphic
somatic characteristics with men, on average, being taller and heavier than
women. Differences between heterosexual and homosexual men and women on these
somatic traits could be, under a biological model, attributable to sex-atypical
organization of sex-dimorphic brain structures responsible for physical growth
(i.e., hypothalamic-pituitary-gonadal axis) (Blanchard & Bogaert, 1996a). In the
past, this literature has been problematic to interpret because of small sample
sizes, lack of control of confounding variables (e.g., controlling for age and
height when examining difference in weight), and the failure to test a
directional hypothesis adequately (Blanchard & Bogaert, 1996a). The results of
three studies designed to address these factors showed gay men reported being
lighter and shorter, compared to heterosexual men (Blanchard & Bogaert, 1996;
Blanchard, Dickey, & Jones, 1995; Bogaert & Blanchard, 1996a), whereas in others
with adequate sample sizes no weight (Siever, 1994; Yager, Kurtzman, Landsverk &
Wiesmeier, 1988) or height differences (Evans, 1972) have been found.
Studies examining height and weight differences in lesbian and heterosexual
women are less numerous. In his analysis of 275 lesbian and 5,201 heterosexual
women’s case histories recorded by the Kinsey Institute, Bogaert (1998) showed
that lesbians reported being, on average, heavier and taller than heterosexual
women did. The weight difference reported by Bogaert replicated differences
reported by other researchers (see Bogaert, 1998, for a review). The difference
in height reported by Bogaert contradicts that of Perkins (1981), who reported
no significant differences between a large sample of lesbian women and
population norms.
Factors other than those that are neurohormonal in origin may account for the
differences observed in weight. For example, gay men may be relatively more
concerned about slimness compared to heterosexual men and thus report being
lighter (a similar argument could be made for heterosexual women compared to
lesbian women). However, there is little evidence to support these hypotheses
(Bogaert, 1998; Bogaert & Blanchard, 1996). One large methodological weakness in
this literature is the use of self-reported weight in these studies; objective
weight measurement is preferable to eliminate systematic reporting biases.
Examining differences in height as an index of somatic sex-atypicality is
particularly appealing because, unlike weight, final adult height is unlikely to
be influenced by environmental, psychological, or medical factors (Bogaert &
Blanchard, 1996). The differences in height reported in the most rigorous
studies to date are small; 1.5 cm for men (adjusted for maternal and paternal
height) (Bogaert & Blanchard, 1996), and 89 mm for women (Bogaert, 1998). In
both studies analyses were based on self-reported height, reducing the
reliability of the values. Again, replication of these effects must be attempted
using objective morphometric measures rather than collecting data through
self-report.
Related to the issue of weight and height is the study of body morphology. In
females, the pubertal surge in estrogens enlarges the pelvis and facilitates fat
deposits in the buttocks and thighs. This, in combination with the inhibition of
fat deposition in the abdomen, results in a waistto-hip ratio (WHR) in the range
of .67-.80 (Singh, 1993). In men, the pubertal increase in androgen production
facilitates fat deposition in a fashion nearly opposite to women, resulting in a
WHR in the range of .85-.95 (Singh, 1995). In the only study to-date exploring
WHR and sexual orientation, self-described “butch” and “femme” lesbians were
compared to each other and a sample of heterosexual women (Singh et al., 1999).
WHR was measured by the participants based on instructions provided by the
researchers. Butch lesbians were found to have higher (i.e., more masculine) WHR
than either the femme lesbians or heterosexual women, even after controlling for
age and body mass differences. After rejecting lifestyle choices as an
explanation for these results, Singh et al. (1999) concluded that the evidence
suggests differences in the current hormonal milieu by sexual orientation and
degree of masculinity.
The rationale for examining pubertal timing in relation to sexual orientation is
similar to that cited for anthropometric measures; sex differences in pubertal
onset are evident, with boys reaching puberty later than girls (Reiter &
Rosenfeld, 1998). Gay men would resemble heterosexual women (i.e., reach puberty
earlier than heterosexual men) because relevant sex-dimorphic brain structures
involved in the timing and regulation of puberty would be shifted toward a
female-typical pattern (Blanchard & Bogaert, 1996a). Similarly, lesbians would
resemble heterosexual men, reaching puberty later than heterosexual women
(Bogaert, 1998). Based on multiple physical indices of puberty, (i.e., first
ejaculation, pubic hair) gay men have been shown to reach puberty earlier than
heterosexual men (Blanchard & Bogaert, 1996a; Bogaert & Blanchard, 1996; Kinsey,
Pomeroy, & Martin, 1948) and researchers using behavioral indices of puberty
have found similar results (see Bogaert & Blanchard, 1996, for a review).
Conversely, using physiological markers for onset of puberty (i.e., age of first
menarche), Bell, Weinberg, and Hammersmith (1981), Tenhula and Bailey (1998),
and Bogaert (1998) reported no significant difference in pubertal onset between
lesbian and heterosexual women. Pubertal timing is measured via retrospective
reports of discrete physiological events, but puberty is not a discrete event,
it is a series of ongoing physical changes. Therefore, these results should be
regarded with some skepticism. Furthermore, it is possible that men’s recall of
puberty is less reliable than women’s because men have no significant discrete
event to recall, whereas women do (i.e., menarche).
Putative early androgen differences between gay and heterosexual men could cause
subtle differences in penile differentiation, and, thus, penis size and sexual
orientation has been examined in two studies. Bogaert and Hershberger (1999) and
Nedoma and Freund (1961) have both reported gay men to have larger penises than
heterosexual men, both in erect length (Cohen’s d = .41 and .78, respectively)
and circumference. Although penile length and circumference were self-assessed
in Bogaert and Hershberger’s sample, their results replicate those of Nedoma and
Freund, in which penile measurements were recorded by the researchers.
Additionally, Bogaert and Hershberger’s sample was large (n = 813 and n = 3,417
for gay and heterosexual men, respectively) and analyses included controls for
differences in education, height, and weight between gay and heterosexual men.
These results have yet to be replicated in a representative sample using
objective measures.
The evidence concerning the neurohormonal hypothesis is extremely heterogeneous in several respects. In synthesizing this body of data, it is important to take
into consideration that some data are more directly relevant to the hypothesis
than other data. For example, the outcome of genetic males with cloacal
exstrophy who have been reared as girls is almost an ideal test of the
neurohormonal hypothesis. In contrast, the ontogeny of other biological markers
is not well understood and is imperfectly related to prenatal androgen level.
Thus, the rather uniform findings for the cloacal cases, which favor the
neurohormonal hypothesis, are more important than the mixed findings for other
traits. With this consideration in mind, we review the consistency of different
research areas related to the neurohormonal hypothesis.
Three research areas have produced consistent results upon independent
replication or meta-analysis: the clinical evidence, pubertal development in
men, and FCA/handedness. Within these domains, both the clinical and pubertal
development data are supportive of the neurohormonal hypothesis. The recent
meta-analysis of the handedness data (Lalumiere et al., 2000) produced results
that are incompatible for males with the theory as described by Ellis and Ames
(1987). The results for females are compatible with the theory. Evidence
consistent with the INAH-3 differences described by LeVay (1991) has been
reported in one study (Byne et al., 2001), and these results are compatible with
the neurohormonal theory. Independent replications have yet to be published for
some indices (otoacoustic emissions and body morphology), whereas for other
areas replication has produced mixed results (prenatal stress, dermatoglyphics,
height, weight, and finger length). As in other areas of science, two factors
will likely lead to greater understanding of the role hormones play in sexual
orientation. Replication by independent laboratories will lead to a clearer
picture of the relationship between sexual orientation and many of these
putative biological markers of prenatal hormone status. Additionally,
technological advances in behavioral endocrinology may allow more powerful tools
to be used in the investigation of target tissue hormone sensitivity in humans.
Until that time it is difficult to make any definitive conclusions about the
soundness of the neurohormonal hypothesis.
Genetic Influences
Research hypothesizing genetic influences on sexual orientation began over 60
years ago, motivated by the idea that gay men are genetically female (Lang,
1937, 1940). Techniques for identifying the sex chromosomes discredited this
hypothesis (Pare, 1956). Without evidence for clear chromosomal abnormalities
among homosexual subjects, researchers turned to three other methods for
exploring the genetic nature of sexual orientation: family studies, to explore
the frequency and pattern of the familiality of homosexuality; twin and adoption
studies, to partition the population variance in sexual orientation into genetic
and environmental components; and molecular genetics studies, to identify
specific genes that influence an individuals sexual orientation.
Estudios de Familia
Most family studies of sexual orientation have recruited male and female
probands through newspaper advertisements that do not mention the nature of the
study (Bailey & Bell, 1993; Bailey & Benishay, 1993; Bailey & Pillard, 1991;
Bailey, Pillard, Neale, & Agyei, 1993; Bailey et al., 1991; Dawood, Pillard,
Horvath, Revelle, & Bailey, 2000; Pillard, 1990; Pillard & Weinrich, 1986).
Bailey et al. (1999) used more assiduous ascertainment of two samples, one
recruited through consecutive admissions at an HIV outpatient center and the
other from a gay pride festival. Such recruitment decreases the chance that
siblings will self-select for participation based on their concordance for
homosexuality. The median rate of homosexuality in brothers of gay men is
approximately 9% (reviewed in Bailey & Pillard, 1995), a figure well above
recent population base rates of homosexuality (Laumann, Gagnon, Michael, &
Michaels, 1994).
Female homosexuality also appears to run in families, although estimates of
homosexuality among sisters of lesbians vary widely, ranging from 6% to 25%
(Bailey & Pillard, 1995). Although both male and female homosexuality appears to
run in families, it remains unclear whether it runs in the same families. When
comparing across studies, there is modest evidence that opposite-sex siblings of
homosexual probands (i.e., sisters of gay men and brothers of lesbians) have
increased rates of homosexuality compared with controls, although statistical
genetic techniques have not been utilized to provide a more definitive answer to
this question. One major limitation of these family studies is that often the
rates of homosexuality are based on the subject’s ratings of their siblings’
sexual orientation. As discussed later, relying on subjects to identify the
sexual orientation of their family members is likely to introduce significant
error into the study (see Kirk, Bailey, & Martin, 1999 for discussion).
Estudios de mellizos
Family studies cannot disentangle whether a trait’s familiality is due to
genetic or common environmental effects because siblings do not just share
common genes but usually also share their rearing environment. Twin studies
allow the variance in a trait within a population to be partitioned into
heritable effects and influences explained by the shared and nonshared sibling
environment. Heritability refers to the proportion of variance in a trait within
the population that is due to genetic effects. Shared environmental effects, as
defined in twin studies, refer to environmental influences that make siblings
more similar to each other. Nonshared environmental influences are factors that
tend to make siblings different from each other. For a thorough review of these
concepts see Turkheimer and Waldron (2000).
The earliest twin studies of sexual orientation reported extraordinarily high
heritability estimates (Kallmann, 1952). This and other early studies have been
criticized because of their reliance on mentally ill gay men, poor zygosity
determination, unusually high MZ concordance rates, and possible ascertainment
bias toward concordance (e.g., Rosenthal, 1970). Recent samples of twins
ascertained via advertisements in homophile publications or via moderate-sized
twin registries suggest that the familial nature of homosexuality is due largely
to genetic influences (Bailey & Pillard, 1991; Bailey et al., 1993; Buhrich,
Bailey, & Martin, 1991; Whitam, Diamond, & Martin, 1993, but see also King &
McDonald, 1992). It is important to note, however, that the validity of these
studies is questionable for reasons related to sampling. Identifying
participants through homophile publications and word-or-mouth may result in a
concordance-dependent ascertainment bias for twins concordant for homosexuality
(Kendler & Eaves, 1989). This bias will not likely result in inflated
heritability estimates, however. Heritability estimates would be inflated if MZ
twins from concordant pairs were more likely to be ascertained than DZ twins
from concordant pairs. There is no evidence that this occurred in any study,
although the possibility cannot be excluded (Bailey & Pillard, 1995).
All studies before 1991 and by Whitam et al. (1993) only report concordance
rates by zygosity. More sophisticated quantitative genetic techniques, which use
structural equation modeling with model fit based on maximum-likelihood, allow
much more precise estimation of the various sources of variance and also allow
significance testing on each parameter (Neale & Cardon, 1992). Additionally,
multivariate models have also been used to explore the source of covariation
between sexual orientation and related traits (i.e., sex-dimorphic behaviors)
while increasing the power of the parameter estimates.
Table 3 contains recent twin studies that have employed genetic modeling
techniques to estimate the proportion of variance in sexual orientation due to
heritable, as well as environmental sources of variation. The table also shows
the method of twin ascertainment and how the dependent variables were measured.
One study reported by Hershberger (1997) is not included in the table because an
atypical sampling strategy, involving recruiting twins from a volunteer twin
registry based on their concordance for being married or never-married, makes it
difficult to interpret the parameter estimates. The studies reported by Bailey,
Dunne, and Martin, (2000), Kirk, Bailey, Dunne, and Martin, (2000), and Kendler,
Thornton, Gilman, and Kessler (2000) deserve special attention because of their
population-based ascertainment strategies. Population-based samples of twins
overcome many of the selection biases endemic to the previously cited
literature. The first of two studies based on the large population-based sample
of Australian twins is unique because both univariate estimates of sexual orientation and two covariates, childhood gender nonconformity (CGN) and continuous gender identity (CGI), are included along with a multivariate model incorporating all three (Bailey, Dunne, & Martin, 2000). Univariate analyses of the sexual orientation variable resulted in evidence for familial influences, but genetic and common environmental contributions could not be disentangled without the addition of the previously mentioned covariates. The results of
multivariate analyses suggested significant and moderate genetic and nonshared
environmental contributions for sexual orientation and its covariates. The
second report based on the Australian twin data included a multivariate model
that incorporated measures of both behavioral and psychological sexual
orientation (Kirk et al., 2000). Significant heritable and nonshared
environmental influences were reported for the latent sexual orientation
variable indicated by multiple measures of sexual orientation. Kendler et al.
(2000) also used a population-based sample, but, because of the low prevalence
of nonheterosexuality, they had insufficient power to separately model the data
for males and females. Qualitative comparisons of their data indicated that
concordance rates were higher in the female-female pairs than the male-male
pairs, but the data were not reported in a quantitative fashion. Together, these
studies suggest the existence of both genetic and nonshared environmental
influences on sexual orientation. As seen in Table 3, and based on the
preponderance of evidence, it also appears that genes influence sexual
orientation more strongly in males than females.
Estudios Moleculares
En un esfuerzo de identificar genes particular que contribuyan a la naturaleza heredable de la orientación sexual, se ha conducido una cantidad limitada de estudios tanto de vinculación como de asociación. Los estudios de vinculación buscan regions cromosómicas específicas que se transmiten dentro de las familias, junto con un fenotipo (i.e., la orientación sexual) en niveles de probabilidad mayores que la casualidad (50% para hermanos de cualquier sexo).
Association studies look at the relationship between variation at a specific
locus of a gene, and phenotypic variation. Hamer, Hu, Magnuson, Hu, and
Pattatucci (1993a) reported the first linkage study in 40 families of gay men.
In the initial pedigree analysis, the researchers noted increased rates of
homosexuality in maternal male relatives. This result implicates the X
chromosome because, except in very unusual cases, a male inherits his X
chromosome from his mother. Using a genetic linkage methodology, Hamer and
colleagues examined 22 DNA markers on the X chromosome. Thirtythree of 40 pairs
of gay brothers shared chromosomal region Xq28, which is significantly different
from the expected number of 20 (50%) (Hamer et al., 1993a).
Sin embargo, los resultados del estudio de Hamer et al. (1993a) fueron cuestionados. Risch, Squires-Wheeler y Keats (1993) argumentaron que las tasas incrementadas de parientes maternos gays podría deberse simplemente a las tasas disminuidas de reproducción entre hombres gays. En otras palabras, es improbable que un gene gay sea heredado de un padre gay, porque para empezar es improbable que un hombre gay tenga hijos. En segundo lugar, Risch et al. disputed Hamer et al.’s (1993a) calculation of the prevalence of gay firstdegree family members relative to the general population rate. Although this parameter, ,, has never been estimated in an epidemiologically valid manner, Risch et al. correctly noted that the larger it is estimated to be, the more significant the results produced by Hamer et al. (1993a). Hamer and his
colleagues (1993b) responded to many of these criticisms and concluded that, as
with many scientific findings, replication will be the ultimate arbiter.
Se han informado tres intentos de replicación de este estudio de vinculación. Hu et al. (1995) informaron una replicación con éxito de sus resultados temprano de Xq28 y extendieron el estudio para incluir hermanos heterosexuales. Su informe de una tasa de compartición [sharing rate] de Xq28 del 22% en hermanos discordantes por su orientación sexual fue significativamente menos que el 50% de compartición [sharing] esperado por azar. Este valor, en adición al marcador de compartición del 67% para la región Xq28 entre hermanos concordantes, representa una replicación positiva de los resultados tempranos. El estudio también incluyó 36 pares de hermanas lesbianas pero no se encontró evidencia para el exceso de compartición de marcadores. Se descubrió también un 66% de nivel de compartición para Xq28 en una muestra independiente de 54 pares de hermanos gays (Sanders et al., 1998 [tal como se los cita en Hamer, 1999]). Sin embargo, Rice, Anderson, Risch yinformaron una replicación fallida de la vinculación a la Xq28 en una muestra de 52 pares de hermanos varones gays de familias canadienses. A diferencia del grupo de Hamer, sin embargo, no seleccionaron familias consistentes con la transmisión materna, con lo que disminuyeron la probabilidad de encontrar vinculación con el cromosoma X. Se puede encontrar una discusión más a profundo de los temas metodológicos que pueden explicar las discrepancias en los resultados, así como un metanálisis de los resultados a las fechas, en Bailey (1995), Hamer (1999), y Rice, Risch,
and Ebers (1999).
In one candidate gene association study of male sexual orientation, DNA sequence
variation in the androgen receptor gene has been explored (Macke et al., 1993).
The selection of this gene was based on neurohormonal evidence implicating
prenatal androgen levels in determining sexual orientation. No significant
differences in the distribution of mutations based on sexual orientation were
observed. An additional linkage analysis was performed, demonstrating that
sibling pairs concordant for homosexuality did not show increased sharing of
specific androgen receptor alleles.
Si lose studios de mellizos previamente citados están en lo cierto en que las influencias genéticas en verdad explican una porción de la variación en orientación sexual, entonces eventualmente las técnicas moleculares deberían permitir la identificación de genes específicos. Los avantes recientes en genética molecular, junto con los marcadores adicionales provistos por el Proyecto Genoma Humano, deberían facilitar esta búsqueda. No obstante estos avances, una cantidad de factores limitan la aplicabilidad de las metodologías genéticas de investigación moleculares tradicionales para hacer investigación en rasgos complejos como la orientación sexual y otros fenotipos comportamentales.
First, principles of genetic epidemiology must be considered, such as the fact
that familial recurrence patterns of homosexuality are not attributable to
common major genes (Bailey & Bell, 1993; Bailey et al., 2000; Bailey & Pillard,
1991; Bailey et al., 1999; Bailey et al., 1993). If sexual orientation is
polygenic, many genes exerting a small effect, they will be difficult to
identify because of low power (Stoltenberg & Burmeister, 2000).
Second, behavior genetic analyses have found that nonshared environmental
influences do play a role in sexual orientation; such factors have not been
specifically identified by including them in biometric twin models. The
relationship between environmental and genetic factors has also not yet been
explicated. Gene X environment interactions are just one likely possibility; in
this case the magnitude of genetic effects vary depending on the environment in
which they are expressed. For example, genes that predispose toward
heterosexuality can only be active in environments in which opposite sex
individuals are present. It is also unclear whether nongenetic etiological
factors are capable of producing a homosexual orientation on their own. In other
words, can environmental influences produce homosexuality independently of
genetic factors (when this occurs in a trait known to have genetic influences it
is known as a phenocopy)? If the answer is yes, the potential for
environmentally produced phenocopies exist and, therefore, potentially confound
molecular genetic research on this phenotype. Phenocopies reduce the power to
detect linkage because, from a genetics perspective, environmentally produced
phenotypes are false positives.
Third, traditional approaches to linkage are limited with behavioral phenotypes
because of the possibility that some combinations of dispositional genes will
not produce effects sufficient to cause the expression of the complete
phenotype. In terms of genetic research on sexual orientation, this means that
pedigree members may possess dispositional genes in subthreshold numbers,
causing them not to express the full homosexual phenotype. If sexual orientation
were dichotomized, then such individuals would be labeled heterosexual and would
be false negatives from a genetic perspective. Researchers have thus far largely
avoided this issue by using “affected” sib-pair designs that only include
sib-pairs in which both are gay, but these approaches lose power because the
whole pedigree cannot be included and dichotomizations can surrender a lot of
information. One partial solution to these problems would be to identify
indicators of processes that mediate between dispositional genes and the sexual
orientation phenotype. Such factors have been termed “endophenotypes” and are
considered more sensitive markers of underlying liability status (Gottesman,
McGruff, & Farmer, 1987). Endophenotypes are selected for being closer to the
mechanism of gene action than most qualitative categories and thus should be
more sensitive to degree of genetic liability among both affected and
nonaffected pedigree members. Therefore, endophenotypes would increase power by
allowing the inclusion of all pedigree members and also by avoiding the need for
dichotomization.
Linkage studies of alcoholism that have included both traditional diagnostic
information (i.e., DSM diagnosis) and an endophenotype (i.e., P300 amplitude)
have provided evidence for the usefulness of such techniques (Lunetta, Wilcox,
Smoller, & Neuberg, 1999). Bailey et al. (2000) have suggested childhood gender
nonconformity and its adult form, continuous gender identity, as psychometric
(meaning not assessed using a biological measure) endophenotypes for sexual
orientation. An explicit examination of whether these traits meet the
requirements for an endophenotype, as defined by Hesselbrock, Begleiter,
Porjesz, O’Connor, and Bauer (2001), has yet to be provided.
Despite all of the limitations mentioned above, the intense interest in
uncovering specific dispositional genes for homosexuality will likely lead to
additional research efforts. Such research will be aided by the identification
of new markers and genetic techniques identified through the Human Genome
Project. The payoff for finding such genes is enormous, but not for social or
moral reasons, as we believe such thinking is simpleminded (see Greenberg &
Bailey, 1993 for a discussion). Instead, locating such genes will be a large
step forward in identifying the more proximal mechanisms through which sexual
orientation is determined.
Fraternal Birth-Order Effect
Perhaps the most replicated finding in sexual orientation research is that gay
men are born later in their sibships, compared with heterosexual men.
Furthermore, recent studies have clarified that this effect is primarily due to
older brothers, who increase the probability of homosexuality in later-born
males (Blanchard, 1997). In at least 14 samples, gay men had significantly more
older brothers compared with heterosexual men but did not have a greater number
of older sisters, once the number of older brothers has been controlled (see
Blanchard, 2001, for a review). This fraternal birth-order effect has been shown
to be robust beyond gay men attracted to other adult men. The probability of
genetic males being attracted to men increases with the number of older brothers
in samples of male-to-female transsexuals (Blanchard, Zucker, Cohen-Kettenis,
Gooren, & Bailey, 1996; Green, 2000), pedophiles (Blanchard et al., 2000;
Bogaert, Bezeau, Kuban, & Blanchard, 1997), and nonpedophilic sex offenders
(Blanchard & Bogaert, 1998). The magnitude of this effect may be larger in
markedly feminine gay men (Blanchard & Scheridan, 1992). Despite several studies on women, no consistent tendency toward early or late births or atypical sibling
sex ratios has been detected (Blanchard, 1997).
Based on statistical analyses of selected samples, Cantor, Blanchard, Paterson,
and Bogaert (2002) estimated that between 14.8% and 15.2% of gay men can
attribute their homosexuality to the fraternal birthorder effect, based on
population base rates of homosexuality of 1% and 4% respectively. Additional
statistical evidence suggests that each additional older brother increases the
odds of same-sex attraction by 33% (Blanchard & Bogaert, 1996b).
Several hypothetical mechanisms have been posited to explain the fraternal
birth-order effect, some psychological and some biological. As the focus of this
paper is on biological influences, readers interested in putative psychosocial
explanations for this effect should consult Blanchard’s (1997) extensive review.
In terms of biological theories, traditional genetics cannot explain these
results because purely genetic phenomena do not show birth-order effects. Some
researchers have suggested the birth-order effect may be an artifact of advanced
maternal or paternal age, which then results in increased gametic mutations
(Raschka, 1995). Such explanations have been ruled out by multivariate analyses
demonstrating the robustness of the effect after controlling for maternal and
paternal age (Blanchard & Bogaert, 1996b). Blanchard and Bogaert have
hypothesized that a maternal immune response, provoked by male fetuses, becomes
stronger with each male pregnancy, thereby allowing the mother’s immune system
to act as the meter by which fraternal birth order is recorded, The first
antigen thought to influence sexual orientation via the maternal antibody
response was testosterone (MacCulloch & Waddington, 1981), but this theory was
subsequently discredited because steroid hormones are not normally antigenic
(Blanchard, 1997). Another proposed antigen is the Y-linked minor
histocompatiblity antigen (H-Y) (Blanchard, 2001). Thus far, the only empirical
evidence for the role of this antigen comes from research demonstrating that
male mice whose mothers are immunized to H-Y prior to pregnancy are less likely
to successfully mate with receptive females (Singh & Verma, 1987). Use of these
data as support of the H-Y antigen hypothesis are limited by the fact that
decreased mating among male rats is a poor proxy for homosexuality in human
males. Further research should be conducted in this area before maternal immune
response to the H-Y antigen can be considered a serious candidate as a mechanism
in the fraternal birth-order effect.
Whatever the precise mechanism, recent evidence suggests that the fraternal
birth-order effect is related to prenatal events. In two studies, based on large
samples, it has been demonstrated that gay males with older brothers weigh less
at birth than heterosexual males with older brothers (Blanchard & Ellis, 2001;
Blanchard et al., 2002). Because birth weight is clearly a prenatal phenomenon,
the fact that it is predicted by the interaction between sexual orientation and
the number of older brothers is strongly suggestive of a prenatal determinant
for both the fraternal birth-order effect and sexual orientation itself. In
another study by Lalumiere, Harris, and Rice (1999), it was found that a man’s
number of older brothers was a significant predictor of fluctuating asymmetry
(discussed in greater detail below), one marker of developmental perturbations
that could possibly have resulted from a maternal immune response. Although the
investigators did not directly assess sexual orientation, the results do provide
further evidence that the number of older brothers does have implications for
later born male offspring.
Developmental Instability
As mentioned in several of the earlier sections of this article, the
neurohormonal theory of sexual orientation differentiation does not adequately
explain several of the empirical findings (e.g., handedness, finger length). An
alternative mechanism, developmental instability (DI), has recently been
suggested as another possibility for explaining these associations (Lalumiere et
al., 2000; Mustanski et al., 2002). Developmental instability refers to an
organism’s inability to form an “ideal” (e.g., bilaterally symmetrical)
phenotype under varying levels of perturbations (Palmer, 1994). Developmental
perturbations during gestation could result from maternal illness, infection,
chemical use or exposure, and any number of other random factors. If
homosexuality results from a fetus’s inability to fully buffer against
developmental and/or environmental agents, then homosexual people should show
other markers of DI. Two commonly used markers are nonright-handedness (Yeo &
Gangestad, 1993; Yeo, Gangestad, & Daniels, 1993) and fluctuating asymmetry
(Palmer, 1994).
Nonright-handedness has been established as a marker of DI via its association
with a number of traits thought to result from developmental perturbations, such
as autism, stuttering, dyslexia (Geshwind & Galabura, 1985), neural tube
defects, and schizophrenia (Yeo & Gangestad, 1993, 1998). Fluctuating asymmetry
is an index of deviation from bilateral symmetry obtained by measuring the left-
and right-side of various physical sites, and taking the absolute value of the
difference. High indices indicate greater discrepancy between left- and
right-side measurements (i.e., greater asymmetry) and are believed to result
when an organism’s developmental plan is not expressed equivalently on both
sides of the body (Markow & Gottesman, 1989). Dermatoglyphic fluctuating
asymmetry, one of the most commonly used indices of developmental instability,
is indicated when either a left- or right-hand finger has more ridges than its
counterpart on the other hand. Increased levels of dermatoglyphic fluctuating
asymmetry have been observed in a variety of disorders believed to be the result
of developmental perturbations such as cleft-lip/palate, dyslexia,
schizophrenia, and minor physical abnormalities (e.g., Adams & Niswander, 1967;
Green, Bracha, Satz, & Christenson, 1994; Qazi, Masakawa, McGann, & Woods,
1980).
DI theorists would predict homosexuality to be the result of a perturbated
developmental process because, from the perspective of reproductive fitness, the
“ideal” phenotypic outcome of sexual orientation differentiation is likely to be
heterosexuality. In evolutionary terms, an organism that includes reproduction
in its developmental plan is more “fit.” Indeed, gay men have fewer offspring on
average than heterosexual men (Bell & Weinberg, 1978). DI theorists would
predict that gay men and lesbian women would show characteristics demonstrated
to be markers of DI, such as increased nonright-handedness and increased
fluctuating asymmetry compared to heterosexual men and women. Support for the DI
hypothesis is, at this time, limited. In only one study has any kind of
fluctuating asymmetry in homosexual participants been measured. Mustanski et al.
(2002) explored the relationship between dermatoglyphic fluctuating asymmetry
and sexual orientation and found no significant effects. Both male and female
homosexuality have been linked to increased incidence of nonright-handedness
(Lalumiere et al., 2000), a marker of DI. Therefore, these results could be
construed as supportive of the DI model. The application of DI theory to sexual
orientation is speculative and certainly less well articulated than the
neurohormonal theory. It is possible, however, that the DI and neurohormonal
hypotheses are related (e.g., the effects of an altered prenatal hormonal
environment may be manifestations of developmental instability). Future research
should focus on assessing multiple physical indicators of fluctuating asymmetry
in the same participant.
Impedimentos para la Identificación de Factores Biológicos
Despite the extensive research on the biological basis of sexual orientation,
methodological limitations impede the clear identification of etiological
factors. Many of these issues are relevant to all research on sexual
orientation, whereas others are more specific to biological research. General
criticisms include lack of a precise and commonly agreed upon definition and
measurement of sexual orientation and the exclusion of women from research.
Definition and Measurement of Sexual Orientation
One obstacle in research on sexual orientation is a lack of consensus on the
definition of sexual orientation and in methods used to operationalize this
construct. Although a myriad of definitions of sexual orientation have been
proposed (see Sell, 1997, for a review), most include a psychological (i.e.,
sexual fantasy/attraction) and/or a behavioral component(s). Self-definition as
gay, lesbian, or heterosexual is also used as another method of defining sexual
orientation. Therefore, three indices of sexual orientation can be considered:
sexual behavior, sexual fantasy and/or attraction, and self-definition.
Paper and pencil measures. The most commonly used instrument for assessing
sexual orientation is the Kinsey Scale, unidmensional 0 to 6 scales of
attraction, fantasy, and behavior to same- and opposite-sexed persons (Kinsey,
Pomeroy, & Martin, 1948). Less frequently used is the Klein Sexual Orientation
Grid, a multidimensional scale assessing sexual attraction, sexual behavior,
sexual fantasies, emotional preferences, social preferences, self-identification
and homosexual/heterosexual lifestyle choice (Klein, Sepekoff, & Wolf, 1985).
More recently, researchers have also included items measuring attitudes toward
sameand opposite-sex sexual activity as an additional measure of sexual
orientation (Kirk et al., 2000).
What is most problematic about using these measures in research is a lack of
consensus on methods of deriving a composite “sexual orientation score” based on
the data gathered. In general, there is a strong relationship between sexual
attraction/fantasy and behavior in gay men (Diamond, 1993). Thus, collapsing
these variables is likely not problematic.
Whether this is true for women, however, is doubtful. Bailey et al. (2000)
reported correlations between sexual fantasy and sexual attraction for men and
women (.92 vs. .67) demonstrating less overlap in women on measures of same-sex
interest. Recent research has helped to partially solve this definitional
dilemma by demonstrating that additive genetic factors that influence measures
of feelings, attitudes, and number of same-sex partners are primarily the same
for men and women (Kirk et al., 2000). Additionally, one latent “homosexuality”
factor appears to explain most of the variation in these measures (Kirk et al.,
2000). Based on these data, it seems appropriate to conclude that all of these
measures are tapping into the same construct, indicating they are all
appropriate for use in biological research on sexual orientation. However, using
certain dimensions of the Kinsey scales, such as sexual behavior, in isolation
is unadvisable as factors unrelated to sexual orientation, such as opportunity,
may influence the occurrence of same-sex sexual activity
Assigning individuals to groups based on sexual orientation scores can also be
problematic. Typically, Kinsey scores of 0 or 1 are considered heterosexual, 2
though 4 bisexual, and 5, 6 homosexual. Trichotomization, although intuitively
appealing, may not be ideal. For example, there is evidence that individuals
with composite Kinsey scores of 1 show elevations on traits related to sexual
orientation (e.g., childhood gender nonconformity), suggesting that Kinsey ls
should not be considered heterosexual (Bailey et al., 2000). Some researchers,
mostly those studying men, may dichotomize the Kinsey scale, including men
indicating bisexual interest/behavior in the homosexual group. The rationale for
dichotomizing is likely the belief that bisexual men are truly homosexual, but
this a priori assumption may be problematic, as varying degrees of same- and
opposite-sex interest will likely be represented in a homosexual group. One
method of avoiding the conundrum of assigning individuals to groups is to
perform analyses using sexual orientation measures as continuous variables.
Defining sexual orientation using self-identity is problematic for women because
of the potential heterogeneity in same- and opposite-sex sexual interest amongst
women who identify as lesbian. Base-rate estimates of same-sex sexual
orientation evinced from large probability samples have shown exclusive same-sex
attraction and self-identification as gay versus lesbian to be less common
amongst women (2.4% of men vs. .3% of women; 2.0% in men vs. .9% in women,
respectively) (Laumann et al., 1994). These data show a greater percentage of
women reporting a lesbian identity versus exclusive same-sex attraction, a
pattern that is not seen in men. Similarly, lesbian women consistently report
more heterosexual experiences than gay men do (Kinsey et al., 1953) and, after
self-identifying as lesbian, report some degree of opposite-sex attraction
(Rust, 1992). We advise researchers to use several other indices of sexual
orientation, such as attraction and behavior, in addition to self-reported
identity as gay, lesbian, bisexual, or heterosexual.
Cognitive and other methods. Recently, psychologists have become interested in
applying performance assessment developed by cognitive scientists as a method of
measuring various traits. For example, Treat, McFall, Viken, and Kruschke (2001)
demonstrated the utility of using such methods to study the role of social
information processing in the perpetration of sexually coercive behavior.
Recently, Wright and Adams (1999) used reaction time to slides of nude and
non-nude males and females in a choice discrimination task as a cognitive
measure of sexual orientation. Latency to reaction time in the nude condition
was shown to correctly identify 90% of the heterosexual men and 75% of the gay
men. Other cognitive paradigms, such as priming and categorization tasks, should
be explored for their efficacy in providing information about sexual
orientation. If future researchers are able to replicate the results of Wright
and Adams (1999), then such cognitive measures may be an appropriate
endophenotype for studying the genetic, or more broadly the biological, basis of
sexual orientation.
Other methods of assessing sexual orientation, such as responses from family,
friends, and sexual partners about the proband’s sexual attractions and
behaviors may also be beneficial information, with concordance from cotwin
sexual orientation assessments estimated at 97.5% (Bailey & Pillard, 1991;
Pillard & Weinrich, 1986). However, such high concordance rates have not been
shown in all studies. Kirk, Bailey, and Martin (1999) found concordance rates of
50% for sibling assessment of sexual orientation. Additionally, ethical
limitations of this approach may prohibit its use as a method of sexual
orientation assessment.
Sexual orientation can be considered a multifaceted construct; assessing several
factors in this construct should, in theory, help to define an individual’s
sexual orientation more accurately. Information about self-reported attractions
and behavior, self-identity, sexual fantasies, adult and childhood gender
identity, sexual excitement and disgust at the thought of sex with same and
opposite sex individuals, subjective and genital responses to male and female
sexual stimuli, and collateral information from informed individuals could be
analyzed to extract a general factor or analyzed to examine the factor
components of the construct. In any case, researchers are strongly urged to
measure sexual orientation using multiple methods as no single measure gives the
“true” answer to an individual’s sexual preferences or identity. The magnitude
of the agreement between factors in the sexual orientation construct differs for
men and for women, as will be further demonstrated in the sections to follow.
Sexual Arousal Assessment in Men and Women
Phallometry. One very promising objective measure of male sexual orientation is
physiological sexual arousal (penile response) to male and female sexual stimuli
or, in other words, phallometric assessment of gender preference. This technique
involves measuring changes in penile circumference or volume in response to
visual or audiovisual sexual stimuli depicting either men or women, with penile
response interpreted as sexual attraction to male or female sexual partners.
Both forms of penile plethysmography (i.e., circumferential and volumetric
methods) are reliable and valid measures of sexual arousal in men (Janssen,
Vissenberg, Visser, & Everaerd, 1997; Zuckerman, 1971). Discriminant validity
has been demonstrated for both forms of penile plethysmography; heterosexual and
homosexual men are easily differentiated on the basis of penile responses to
male and female sexual stimuli (Barr & McConaghy, 1971; Freund, 1963, Freund et
al., 1973; Freund, Langevin, Cibiri, & Zajac, 1974; Mavissakalian, Blanchard,
Abel, & Barlow, 1975; McConaghy & Blaszczynski, 1991; Sakkeim, Barlow, Beck, &
Abrahamson, 1985; Tollison, Adams, & Tollison, 1979).
Some researchers dispute the discriminant validity of circumferential
measurement of penile responses (McConaghy, 1989, 1999) and psychometric rigor
of phallometric testing in general (Marshall & Fernandez, 2000; see ATSA
Professional Issues Committee, 2001, for an opposing view). McConaghy (1989)
argued that homosexual and heterosexual men have not been adequately
differentiated using circumferential methods of sexual arousal assessment. He
noted that circumferential and volumetric methods of penile plethysmography are
not equivalent measures of penile erection, although the measures are highly
correlated (Kuban, Blanchard, & Barbaree, 1999; Wheeler & Rubin, 1987);
circumferential devices assess magnitude of erection, whereas volumetric devices
assess haemodynamic changes associated with the early development of erection.
This subtle difference is important because of the physiological implications
inherent to using either method. When using a circumferential device to assess
sexual orientation, stimuli must be of sufficient length (several minutes,
McAnulty & Adams, 1992) and intensity (i.e., audiovisual stimulus vs. visual or
audio alone) to provoke significant changes in penile girth. Conversely,
volumetric assessment is a more sensitive measure, able to register responses
using shorter and less sexually intense stimuli (i.e., still photographs of
nudes).
The ability of subjects to manipulate their responses in a phallometric test is
problematic and challenges the validity of the measure. There is evidence that
individuals can suppress (but not enhance) their response (Money, 1987)
presumably through shifting of attentional focus during stimulus presentation.
Several researchers have investigated methods of preventing or identifying
faking, with mixed results (Freund et al., 1988; Langevin, Stanford, & Block,
1975; Proulx, Cote, & Achille, 1993; Quinsey & Chaplin, 1988; Wilson, 1998).
According to McConaghy (1999), penile volume assessment is less prone to
response manipulation than circumferential measures because changes in penile
volume are unconscious and involuntary. Data are lacking to support this
supposition. Concern about response manipulation is greatest under conditions in
which subjects are likely to attempt to manipulate test results, such as
forensic settings.
Phallometric assessment is, in general, a psychometrically sound and objective
measure of sexual preference in men, and because the data are dimensional versus
categorical, sexual arousal patterns could be considered viable candidates for
an endophenotype for sexual orientation. To date, no researchers have explored
this option.
For a more detailed critical review of phallometric assessment in forensic
settings see ATSA Professional Issues Committee, 2001. For a critical review of
laboratory methods of sexual arousal assessment see Rowland (1999), as well as
articles by Seto and by McConaghy previously cited in this review. Vaginometry.
Sexual arousal to male or female sexual stimuli is less promising as an
objective measure of sexual orientation for women. The relationship between
sexual arousal and sexual orientation in women is less clear, and research is
less abundant than for men. Sexual arousal assessment using vaginometry (vaginal
photoplethysmography) and/or ratings of subjective sexual arousal to male and
female sexual stimuli does not differentiate between heterosexual and lesbian
women (Chivers & Bailey, 2000; Laan, Sonderman, & Janssen, 1995). These
conclusions are based on two studies (Chivers & Bailey, 2000; Laan, Sonderman, &
Janssen, 1995) including approximately 150 women participants. The results have
recently been replicated in subsequent research based on an additional 90 women
(Chivers, Reiger, Latty & Bailey, 2002; Laan, Sonderman, & Janssen, 2002).
Using sexual arousal patterns as an endophenotype for sexual orientation in
women seems unlikely and theoretically unsupported, given the data cited above.
Moreover, given the lack of discrimination between male and female sexual
stimuli in women with adult sexual preferences, vaginometric assessment of women
in forensic settings appears equally dubious. To date, research examining
vaginometric assessment of women offenders is very rare and includes only one
study of seven women offenders against children (Brinton, 1999) and a single
case design (Cooper, Swaminath, Baxter, & Poulin, 1990). These two studies
provide limited support for using vaginometry in forensic settings.
Forensic scientists keen to use the measure are encouraged to consider first
conducting research to validate the measure before applying the testing in
forensic assessment of women sex offenders. Even so, vaginometric assessment
using a photoplethysmograph is impractical with potentially uncooperative or
nonadmitting participants (women offenders) as the device is quite sensitive to
movement artifacts and could easily be spoiled by voluntary pubococcygeal muscle
contractions.
Given the seeming “panpotential” nature of genital arousal in women, describing
a woman’s sexual orientation based solely upon this aspect of her sexuality
would not only contradict her self-report, but would rely on the potentially
erroneous assumption that female sexual orientation must be defined in part by
genital arousal. Again, we encourage and support multidimensional assessment of
the sexual orientation construct in order to avoid making simplistic judgments
of an individual’s sexual orientation. Because of the increased flexibility of
women’s sexual (compared to that of men), this point becomes even more
important. Given that the male model of sexual orientation has been rejected in
women for many factors (e.g., lower agreement between sexual attraction and
sexual behavior, lack of differentiated sexual arousal patterns to male and
female sexual stimuli), the challenge of defining sexual orientation in women
and understanding how biological influences function in women remains to be
adequately addressed by sexuality researchers.
Limited Research on Women
The body of research examining the biological basis of sexual orientation in
women is less extensive than for men. There are approximately twice the number
of published articles about sexual orientation that are related to men compared
to those related to women. Although it is only a rough estimate, searching
MEDLINE for the term “homosexuality” limited to human research from 1990-2002
returned 5,098 articles when a “male” limit is placed and 2,611 when a “female”
limit is placed. Although only a small percentage of these articles are likely
to be empirical studies of the etiology of sexual orientation, we believe the
magnitude of the difference is likely to be representative.
Some researchers have commented that women have been relatively ignored in
research on the biological (as well as psychological) basis of sexual
orientation (Mustanski et al., 2002; Peplau, Spaulding, Conley, & Veniegas,
1999). Our review makes apparent that, more often than not, women have been
included in preliminary investigations of the majority of biological traits
related to sexual orientation. In some cases, as in the investigation of birth
order, null effects are observed in women and the line of research is no longer
pursued. In other cases, promising insights, such as increased waist-to-hip
ratios and circulating testosterone levels in masculine (but not feminine)
lesbians (Singh et al., 1999), indicate that meaningful biological markers of
sexual orientation may exist for women.
Another possible explanation for the isparity between male anti female sexual
orientation research may lie in the expectation that biological factors
influencing sexual orientation in men and women are essentially mirror
opposites. For example, the neurohormonal hypothesis postulates that
homosexuality is the result of a similar mechanism in men and women: excesses
(in women) or deficits (in men) of androgens in the prenatal environment.
Accumulated knowledge about male and female sexual orientation has shown that
sexual orientation may not be a parallel phenomenon in men and women. For
example, the distribution patterns, bimodal for men and unimodal for women
(Bailey et al., 2000), and the prevalence of homosexuality and bisexuality
(Laumann et al., 1994) differ between men and women. Additionally, researchers
examining the development of sexual identity suggest important gender
differences in same-sex attractions and sexual activity; young women typically
experienced these milestones in emotionally oriented contexts (i.e., crushes,
sexual contact within a romantic relationship) versus the sexually oriented
context (i.e., anonymous sexual encounters) experienced by young men
(Savin-Williams & Diamond, 2000). Several authors, such as Baumeister (2000) and
Peplau et al. (1999), have also commented on the degree of flexibility or
plasticity of several facets of female sexuality when compared to male
sexuality, including sexual orientation.
As noted by Peplau et al. (1999), the relationship between sexual plasticity and
sexual orientation in women has yet to be explored. One potential manifestation
of female sexual plasticity is the weak relationship between sexual arousal to
male and female sexual stimuli and sexual orientation in women observed by
Chivers and colleagues (2000, 2002) and by Laan and colleagues (1995, 2002).
Given the differences observed, it may prove more fruitful to examine male and
female sexual orientation with separate models and hypotheses in the future
(Bailey et al., 2000; Peplau, Garnets, Spalding, Conley, & Veniegas, 1998).
Conclusion
Based on the data summarized in this review, it should be clear that sexual
orientation is influenced by biological factors to some degree. Hopefully, we
have also made apparent that the degree to which biological factors influence
sexual orientation is likely to differ between men and women. The puzzling and
outstanding question is how and when these biological factors act and to what
degree these factors influence sexual orientation in women and in men.
Although the ontogeny of sexual orientation is not entirely explicated by the
extant research, it is possible to make several tentative conclusions based on
the evidence reviewed herein. First, biological factors seem to exert a portion
of their influence before birth. Evidence from the cloacal exstrophy and ablatio
penis cases, the handedness research, the older brother phenomenon, and several
other seemingly correlated biological traits that are canalized prenatally, are
all supportive of this conclusion. Secondly, genetic factors appear to explain
the familial variance in sexual orientation. Contrary to popular belief, this
does not prove that sexual orientation is canalized prenatally, as genes
influence a host of traits that are not expressed until after birth. Similarly,
it does not preclude the possibility of a prenatal canalization of sexual
orientation. Although precise genetic mechanisms have yet to be definitively
specified, these are likely to be identified in the future. Third, although
further replications are needed, brain anatomy and neuropsychological measures
all point to structural and functional brain differences related to sexual
orientation in women and in men. Finally, it is apparent from the data
summarized that women’s and men’s sexual orientation are very different
phenomena. Women’s sexual orientation, and indeed women’s sexuality, must be
studied from a perspective that tests the applicability of a male model, rather
than assuming it’s applicability, in order to develop a comprehensive model of
women’s sexuality.
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